 | | | | 2024 Regulatory Roundup | This year's enforcement actions have set new precedents and reshaped compliance expectations, leading compliance teams large and small to take a closer look at their policies and procedures. On December 10, we'll examine emerging themes from the SEC and FINRA and what it means for the year ahead.
Featured speakers Brian Rubin and Adam Pollet from Eversheds Sutherland join our latest webinar, 2024 Regulatory Roundup, to discuss the implications of increased digital communication channels and emerging technology regulations for financial firms.
Join us at 11:00 a.m. PT / 2:00 p.m. ET as we leverage regulatory trends to forecast impending scrutiny. | | | -
An analysis of the 2024 enforcement actions -
Industry communication compliance trends -
2025 regulatory priorities from the SEC and FINRA | | | | | Transform oversight into foresight. | | | |
