 | | | | Streamline compliance workflows and cut review time up to 25% | Keeping up with today's regulations can be tough, especially with the added complexity of hybrid and remote work. To make it easier, we've put together a guide called "Compliance Made Easy for RIAs and Broker-Dealers" that shows how Smarsh can streamline your compliance processes. | This guide explains how the Smarsh Professional Archive is tailored for financial services. It comes with tools like modern reporting dashboards, optimized search, and queue management, giving you visibility into all digital communication channels – essential for meeting SEC and FINRA obligations. Plus, Smarsh capture technology maintains data in its original format, making reviews and audits quicker and more reliable. | | | | Why read it now? We know time and resources are limited. This guide offers a straightforward solution that can cut down the time spent on supervision, auditing, and e-discovery by up to 25%. With Smarsh, you can capture every message across your preferred platforms and use a system built to handle evolving digital communication trends. | Take a look at the guide to see how Smarsh can empower your compliance team, keeping you ahead of growing regulatory oversight with a platform that's easy to use and implement. | | | | | Transform oversight into foresight. | | | |
