 | | | | Regulations are Following Technology | Technological advancements and AI immersion are shaping how business is conducted for many regulated organizations. This is reshaping clients' communication expectations as well as regulators' compliance expectations.
Join our webinar December 10 at 11:00 am. PT / 2:00 pm. ET to hear from Eversheds Sutherland as they recap 2024 regulatory action from the SEC and FINRA. Our regulatory experts will discuss crucial insights into off-channel communication enforcement, emerging technology regulations, and practical strategies for upcoming examinations.
Prepare your financial firm for 2025 by tuning in to learn about: | -
An analysis of the 2024 enforcement actions -
Industry communication compliance trends -
2025 regulatory priorities from the SEC and what to expect from FINRA | | | | | | | Transform oversight into foresight. | | | |
