 | | | | Save the date: January 29, 2025 | As the industry waits in anticipation for the 2025 FINRA Annual Regulatory Oversight Report's release, we are marking our calendars to share the insights you need to remain compliant as soon as it is available. | With 2024 bringing a shift in enforcement between the SEC and FINRA, it is crucial that firms are aware of the regulators' focus areas. Our speakers will review each section of the report and best practices financial services firms can implement to stay out of the headlines. | Join our webinar January 29, 2025, at 11:00 a.m. PT / 2:00 p.m. ET as we review FINRA's Regulatory Oversight Report and highlight the actionable compliance takeaways. | | | | | Transform oversight into foresight. | | | |
