 | | | | Master Mobile Compliance | With the SEC and FINRA keeping a close eye on off-channel communications, getting your mobile compliance strategy in order has never been more critical. Without a solid strategy to capture and supervise mobile interactions, your financial firm risks fines and potential damage to its reputation.
To assist, we've created a guide titled "Building a Mobile Compliance Strategy," which offers focused, actionable insights on how to maintain compliance across your team's various mobile platforms.
Inside the guide, you'll find: | -
Enhanced mobile oversight practices: Move beyond prohibitive policies by capturing all business-related mobile communications, including text, voice, and features from new applications -
Compliance best practices for mobile channels: Ensure your mobile usage policies align with current regulations and secure your firm's mobile interactions through the use of approved applications -
Myth-busting guidance: Avoid common pitfalls, such as relying only on annual training or prohibition policies | By reading this guide, you'll gain practical steps to secure your compliance program, reduce the risk of regulatory penalties, and build a robust, future-proof strategy for managing mobile communications.
| | | | | Transform oversight into foresight. | | | |
