Hello Rupert,
The first quarter of 2022 was not quiet for regulators. They made it clear that hybrid work regulations are not slowing down and indicated a renewed focus on mobile communications. The SEC proposed new rules on cyber compliance that are meant to improve cybersecurity and protect investors. While the goals for this proposed rule change are straightforward, the impact upon firms may be far reaching.
Join us on April 21st, 11am PT | 2pm ET for our webinar, Regulatory Quarterly Update: Why Cybersecurity and Hybrid Work Can't Go Unsupervised, for a briefing with experts in financial services and information governance. They will give an overview of how the SEC and FINRA have enforced their priorities. This discussion will explore:
- SIFMA Conference highlights addressing the supervision of hybrid work collaboration and mobile communications
- SEC's new proposal for mandatory Cybersecurity assessments, policies, and incident reporting
- Breakdown of FINRA's Regulatory Notice on the supervisory role and liability for Chief Compliance Officers (CCO)
- FINRA's regulatory considerations for Cloud Computing
Learn more about how this will impact your firm and how Smarsh can help you stay ahead of compliance challenges.
