 | | | | The stakes of non-compliance are larger than ever | In the past year, regulators from the SEC and CFTC have focused heavily on the digital communications of financial services firms.
For firms striving to stay compliant, best practices are hard to evaluate since they are often dispersed across various sources.
| At Smarsh, we leveraged our vast network of compliance experts and thought leaders to develop a comprehensive compliance strategy resource tailored to firms using communications channels like text, social media, voice calls, Slack, Microsoft Teams, and more for business purposes. | View the complete e-book to see what your compliance strategy needs to satisfy regulators from the SEC and CFTC. | | | | | Transform oversight into foresight. | | | |
