 | | | | Take your compliance program to the next level | Join us January 29, 2025, as we explore the implications of the 2025 FINRA Regulatory Oversight Report on your compliance practices. In just one hour, you'll gain a deeper understanding of how FINRA's focus has evolved compared to previous years and discover ways your firm can strengthen its policies. | By aligning your compliance program with regulatory guidance, you can place your firm in a secure growth position while avoiding the risks associated with noncompliance. This discussion will highlight key rules and relevant findings outlined by FINRA to protect the integrity of your firm. | Mark your calendar for January 29, 2025, at 11:00 a.m. PT / 2:00 p.m. ET for valuable insights into this year's report and learn important strategies to improve your compliance program. | | | | | Transform oversight into foresight. | | | |
