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[ Image ] [[https://www.smarsh.com/?&utm_source=marketo&utm_medium=email&utm_campaign=2025_CORP_Regulatory_Q1Regulatory-Scrutiny-on-Crypto-AI-Supervision&utm_content=Email2]] | | |
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Off-Channel Communications Supervision | In the latest round of off-channel communications sweeps, twelve firms' recordkeeping and supervision failures resulted in a combined $63 million in penalties. Supervising for off-channel communications continues to be a pain point for growing firms — but now there's more to consider. At our upcoming webinar on April 22 at 11:00 a.m. PT / 2:00 p.m. ET, we're reviewing Q1 enforcement actions, which suggest a heightened regulatory focus to include unauthorized AI use and cryptocurrency-related communications. Register for the webinar to learn how your firm can align with regulatory expectations to maintain trust and stability in the industry. | SAVE YOUR SPOT SAVE YOUR SPOT [[https://event.on24.com/wcc/r/4852791/306923BC7AB3A44F4156BE275D413FF9?&utm_source=marketo&utm_medium=email&utm_campaign=2025_CORP_Regulatory_Q1Regulatory-Scrutiny-on-Crypto-AI-Supervision&utm_content=Email2]] | See you there! The Smarsh Team | | |
Transform oversight into foresight. | | |
